Field Notes

Client Notes – Regulation of Digital and Crypto Asset Platforms

September 29, 2020

Joint Canadian Securities Administrators/Investment Industry Regulatory Organization of Canada Consultation Paper 21-402: A Summary On March 14, 2019, the Canadian Securities Administrators (“CSA”) and Investment Industry Regulatory Organization […]

Private Placements – Reducing Your Cost of Capital

September 28, 2020

CAPITAL IS EXPENSIVE Every company knows that raising money is expensive – even when utilizing private placements. If your a listed issuer you need to pay exchange fees […]

New Ontario Offering Memorandum Rules

September 28, 2020

On October 29, 2015 the Ontario Securities Commission (“OSC”) along with other Canadian Securities Administrator (“CSA”) jurisdictions published certain amendments to National Instrument 45-106 – Prospectus Exemptions (“NI 45-106”) allowing Ontario investors to purchase securities […]

OSC Participation Fees May Be Decreasing For Some Issuers This Year – OSC 13-502 Amendments

September 28, 2020

OSC PARTICIPATION FEES WERE NOT REFLECTIVE OF CURRENT MARKET CAP On April 1, 2013 a revision to OSC Rule 13-502 came into effect which changed how OSC participation […]

Rights Offerings – Financing Fundamentals

September 28, 2020

On September 22, 2016, the Canadian Securities Exchange (CSE) teamed up with Corporate Counsel, Stockhouse and Capital Events to help issuers sharpen the tools in their financing toolkit for […]

Ways to Raise Capital Cost-Effectively – Financing Fundamentals for Micro Caps

September 28, 2020

On March 22, 2017, the Canadian Securities Exchange (CSE) teamed up with Corporate Counsel, OTC Markets, Echelon Wealth Partners and MNP to help issuers find some new ways to […]

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